Broker Check

Our Investment Process

1. Independent CFP® with fiduciary responsibility to do what is in the best interest of the client; an advisor - not just a broker


2. Transparent quarterly fees (no sales charges; not paid per transaction)


3. Quarterly performance reports


4. Retirement account organization and withdrawal strategies


5. Tax smart strategies: asset location, tax swaps, capital gain management


6. Strategic and Tactical Asset Allocation with rebalancing


7. Active and Passive investment strategies


8. Money manager consultant providing peer performance rankings of active money managers with cost effective implementation


9. Access to a broad universe of investment products including
mutual funds, ETFs, stocks, bonds, CDs, etc.


10. Focus is on client’s long term goals: not short term events

Financial planning included in asset management fee*


First $500,000 at 1.25%
Next $500,000 at 1.00%
Next $1 million at 0.90%
Amount above $2 million at 0.75%


Account minimum $400,000 (or $5,000 annual fee)




Asset allocation does not assure or guarantee better performance and cannot eliminate the risk of investment losses.

*Securities offered through Avantax Investment ServicesSM, Member FINRASIPC
Investment Advisory Services offered through Avantax Advisory ServicesSM
Insurance services offered through an Avantax affiliated insurance agency 

Eagle Harbor Financial is not a registered broker/dealer or registered investment advisory firm.